What Is a Shareholder Register?

A shareholder register is a list of active owners of a company's shares, updated on an ongoing basis. The shareholder register requires that every current shareholder is recorded. The register includes each person's name,ꦦ address, and the number of shares owned. In addition, the register can detail the holder's occupation and the price they paid for the shares.

The shareholder register is fundamental to the examination of the ownership of a company. Shareholder regis🍰ter is a term used in Europe and other parts of the world, while the term used in the U.S. is shareholder list.

How a Shareholder Register Works

A shareholder register must note all shares issued by a company. In addition, it should detail any possible restrictions on transferring shares, along with relevant citations, if available. For each 澳洲幸运5开奖号码历史查询:share class, the register𝓡 must ꧟also list shareholders by name, in alphabetical order, and each party’s last known physical address.

Some shareholder registers go as far as to detail all issues of shares to each individual shareholder in the last 10 years, along with the date of any and all transfers of ✤shares. This can also include the name of the party to whom shares 🔯have been transferred.

The shareholder ♈register should include the purchase prices of these shares, too. If shares are not fully paid for, the register must note the unpaid amount.

Special Considerations

Additional critical components of company record keeping include a current and projected 澳洲幸运5开奖号码历史查询:capital structure. This document, often 🤡in an Excel file, details the financing of a company’s present operations and future goals for🌸 growth.

Sources of funds can come from issuing equity (new shares of which would be noted in real-time in the shareholder register), and debt. Equity can be in the form of common or 澳洲幸运5开奖号码历史查询:preferred stock, while debt can be short-ter💖m or long-term in nature.

Requirements for a Shareholder Register

A shareholder register is a clear record of beneficial owners of shares—shareholders who are entitled to and may exercise 澳洲幸运5开奖号码历史查询:voting rights attached to the shares, along with other particular rights and powers, and receive 澳洲幸运5开奖号码历史查询:dividends.

Access is free for current shareholders and may require a small fee for non-shareholders. This will allow communication to, and between, shareholders of information such as the price per share in a 澳洲幸运5开奖号码历史查询:takeover bid.

Per the rules outlined by the 澳洲幸运5开奖号码历史查询:Securities and Exchange Commission (SEC), a company must provide shareholders with the contact info of other shareholders in two instances. The first is 澳洲幸运5开奖号码历史查询:proxy solicitations and the second is in a 澳洲幸运5开奖号码历史查询:tender offer. A proxy solicitation contains information to be sent to voting shareholders prior to a shareholder meeting. The solicitation might include information about the company and the items on the agenda that need a shareholder vote. A tender offer is a public offer or bid to purchase some or all of the shares in a corporation. 𓂃;

The company can either mail the list to the requesting party or send the materials directly to shareholders. Meanwhile, companies may provide access to the shareholder register per state laws or a company’s by-laws and charter.